The way my brain works, I grasp a book best when I make a Cliff's Notes version for myself. So, I thought I might as well post it.
Ch. 5. Political Authority
Patronage was most evident in politics, and there its use
was instinctive.
Such patronage politics was simply an extension into
governmental affairs of the pervasive personal and kin influence that held the
colonial social hierarchies together.
In a monarchical society the king was “the Head &
Fountain” of all offices and honors. Subjects were expected to look upward for
favors and rewards, if not to the king himself, then at least to those who were
dependent on him. The experience of living in a monarchy, said Hume, tended “to
beget in everyone an inclination to please his superiors.” Lines of influence
radiated outward from the crown through the colonial governors into even the
remotest localities of American society.
Certainly it provided much of the colonists’ antagonism to
the imperial system; indeed, the power of appointment became the great
political evil against which they struck out most vigorously in their new
revolutionary state constitutions of 1776.8 It is almost impossible today to
comprehend the ancient monarchy in its own terms or to understand the role that
patronage played in sustaining its authority. We apply modern republican
standards that were already emerging in the eighteenth century. “Corruption” is
nearly all we see.
Eighteenth-century monarchical government still rested
largely on inherited medieval notions that are lost to us today. The modern
distinctions between state and society, public and private, were just emerging
and were as yet only dimly appreciated. The king’s inherited rights to govern
the realm—his prerogatives—were as much private as they were public, just as
the people’s ancient rights or liberties were as much public as they were
private. Public institutions had private rights and private persons had public
obligations.
All government was regarded essentially as the enlisting and
mobilizing of the power of private persons to carry out public ends.
Only in the context of these traditional assumptions about
the nature and limitations of premodern government can we appreciate the role
of royal patronage and the apparent “private” exploitation of “public” offices
in the colonies; in fact, it was to be the other way ’round: the “public”
exploitation of “private” power. Since everyone in the society had an
obligation to help govern the realm commensurate with his social rank—the
king’s being the greatest because he stood at the top of the social
hierarchy—important offices were supposed to be held only by those who were
already worthy and had already achieved economic and social superiority.
Since these colonial governments lacked most of the coercive
powers of a modern state—a few constables and sheriffs scarcely constituted a
police force—officeholders relied on their own social respectability and
private influence to compel the obedience of ordinary people.
In an important sense the Revolution was fought over just
this issue—over differing interpretations of who in America were the proper
social leaders who ought naturally to accede to positions of public authority.23
The personal structure of eighteenth-century politics, the prevalence of
numerous vertical lines of influence converging on particular people of wealth
and power, was what made colonial politics essentially a contest among
prominent families for the control of state authority. This personal structure
of politics, and not simply the age’s abhorrence of division, explains the
absence of organized political parties in the eighteenth century. Political
factions existed, but these were little more than congeries of the leading
gentry’s personal and family “interests.”
-By the way, this description of
factions does sound to me like the unofficial nature of the Federalists and the
Republicans.
ii REPUBLICANISM
Ch. 6. The Republicanization of Monarchy
In the end the disintegration of the traditional
eighteenth-century monarchical society of paternal and dependent relationships
prepared the way for the emergence of the liberal, democratic, capitalistic
world of the early nineteenth century.
But not at any one moment—neither in 1776 with the
Declaration of Independence, nor in 1789 with the calling of the French Estates
General, nor even in 1793 with the execution of Louis XVI. Republicanism did
not replace monarchy all at once; it ate away at it, corroded it, slowly,
gradually, steadily, for much of the eighteenth century. Republicanism seeped
everywhere in the eighteenth-century Atlantic world, eroding monarchical
society from within, wearing away all the traditional supports of kingship,
ultimately desacralizing monarchy
Republicanism was not to be reduced to a mere form of
government at all; instead it was what Franco Venturi has called “a form of
life,” ideals and values entirely compatible with monarchical institutions.
But republicanism was no less revolutionary for all that. In
fact, it was in every way a radical ideology—as radical for the eighteenth
century as Marxism was to be for the nineteenth century. It challenged the
primary assumptions and practices of monarchy—its hierarchy, its inequality, its
devotion to kinship, its patriarchy, its patronage, and its dependency. It
offered new conceptions of the individual, the family, the state, and the
individual’s relationship to the family, the state, and other individuals.
Indeed, republicanism offered nothing less than new ways of organizing society.
It defied and dissolved the older monarchical connections and presented people
with alternative kinds of attachments, new sorts of social relationships. It
transformed monarchical culture and prepared the way for the revolutionary
upheavals at the end of the eighteenth century.
From 1688 on, the need for the government to defend the whig
settlement and attack Stuart pretensions meant that a quasi-republican,
anti-royalist bias was necessarily built into the official center of English
culture.
It was almost always classical standards—Catonic and
Ciceronian standards—that British opposition writers invoked to judge the
ragged world of eighteenth-century politics. They placed the character of
republicanism—integrity, virtue, and disinterestedness—at the center of public
life.
Good summary of republican political philosophy:
According to the classical
republican tradition, man was by nature a political being, a citizen who
achieved his greatest moral fulfillment by participating in a self-governing
republic. Public or political liberty—or what we now call positive
liberty—meant participation in government. And this political liberty in turn
provided the means by which the personal liberty and private rights of the
individual—what we today call negative liberty—were protected. In this
classical republican tradition our modern distinction between positive and
negative liberties was not yet clearly perceived, and the two forms of liberty
were still often seen as one.21 Liberty was realized when the citizens were
virtuous—that is, willing to sacrifice their private interests for the sake of
the community, including serving in public office without pecuniary rewards.
This virtue could be found only in a republic of equal, active, and independent
citizens. To be completely virtuous citizens, men—never women, because it was
assumed they were never independent—had to be free from dependence and from the
petty interests of the marketplace. Any loss of independence and virtue was
corruption.
Precisely because republics required civic virtue and
disinterestedness among their citizens, they were very fragile polities,
extremely liable to corruption. Republics demanded far more morally from their
citizens than monarchies did of their subjects. In monarchies each man’s desire
to do what was right in his own eyes could be restrained by fear or force, by
patronage or honor. In republics, however, each man must somehow be persuaded
to sacrifice his personal desires, his luxuries, for the sake of the public
good… In their purest form they had no adhesives, no bonds holding themselves
together, except their citizens’ voluntary patriotism and willingness to obey
public authority. Without virtue and self-sacrifice republics would fall apart.
For many this disinterested leadership could only be located
among the landed gentry whose income from the rents of tenants came to them, as
Adam Smith said, without their exertion or direct involvement in the interests
of the marketplace.
Suspicion and jealousy…were in fact necessary evils to
offset the soaring passions of ambition and desires for power expressed by
rulers or great men. And therefore to the degree that the rulers became
virtuous and republicanized, the people could relax their jealousy and
suspicion and become open and trustful…Ultimately the most enlightened of that
enlightened age believed that the secret of good government and the protection
of popular liberty lay in ensuring that good men—men of character and
disinterestedness—wielded power. In the end there was no substitute for
classical republican virtue in the society’s rulers.
7. A Truncated Society
-Part 1: The top part of the English hierarchy was
missing in America—Americans had “a strong bias to Republican Principles:”
First, many colonists had little
reason to feel part of His Majesty’s realm or to respect royalty (eg,
non-English immigrants and Puritans).
The harmonious compromise between
central and local authorities that had developed in Britain since 1688 was not
duplicated in America. The crown always seemed to the colonists to be an
extraneous overlaid power antagonistic to their local institutions.
The colonists had little
understanding of state authority, of a united autonomous political entity that
was completely sovereign and reached deep into the localities. And thus they
were not prepared to accept that authority when after 1763 it tried to intrude
into their lives. Not only did royal authority have trouble making itself felt
in the colonies, but it lacked the religious backbone that an established
church offered royalty at home…. Control of religious life never flowed from
the top down, and personal patronage within any of the numerous religious
groups was never strong.
Although real and substantial
distinctions existed in colonial America, the colonial aristocracy was never as
well established, never as wealthy, never as dominant as it would have
liked….As pervasive as personal and kinship influence was in the colonies,
gentry use of this influence in the economy, in religion, or in politics was
never as powerful as it was in England. Militia officers were often selected by
their companies, ministers were hired by their parishioners, and a remarkably
large proportion of political leaders were popularly elected, sometimes by an
extremely broad electorate.
America could not sustain the
stable pattern of tenantry that lay at the heart of a traditional landed
society, and thus that dependency that lay at the heart of monarchical society
was undermined. The tenants often lived on land far removed from their
landlords and were very poorly supervised... mobility was high…In a society
where land was so widely available, most men preferred to secure their own
land.
More than anything else, it was
this weakness of the colonial aristocracy—its relative lack of gentility, its
openness to entry, its inability to live up to the classical image of political
leadership, and its susceptibility to challenge—that accounts for the
instability and competitive factiousness of colonial politics. Wherever the
ruling families of a colony were entrenched—readily identifiable and beyond the
resentment and rivalry of others—as in eighteenth-century Virginia and New
Hampshire, then the politics were stable and factionalism was at a minimum.
-Part 2: “Egalitarian exceptionalism”—the bottom part
of the English hierarchy was missing in America: the great mass of destitute
people that still burdened most European societies was also lacking.
Most American farmers owned their
own land (“We are Lords of our own little but sufficient Estates”). The radical
importance of this landownership in an English-speaking world dominated by
rent-paying tenants and leaseholders cannot be exaggerated: even before the
Revolution it gave Americans a sense of their egalitarian exceptionalism.
Freehold tenure in America was
especially widespread, and freehold tenure, said William Knox bluntly,
“excluded all ideas of subordination and dependence.”
-Conclusion of Ch. 7:
America, it seemed, was primed for
republicanism. It had no oppressive established church, no titled nobility, no
great distinctions of wealth, and no generality of people sunk in indolence and
poverty…Yet paradoxically this latently republican society was at the same time
manifestly monarchical…Not only were the legal dependencies of white servitude
and black slavery harsher and more conspicuous in the colonies than in England,
but the relative backwardness of the colonists’ society and economy meant that
Americans had fewer opportunities than Englishmen to substitute impersonal
market exchanges and a cash nexus for older personal and patriarchal
connections; and thus they were more apt than Englishmen to continue to think
of social relationships in familial and personal terms—as expressions of the household
rather than of a market society. Colonial society was therefore a society in
tension, torn between contradictory monarchical and republican tendencies…Consequently,
the connectedness of colonial society—its capacity to bind one person to
another—was exceedingly fragile and vulnerable to challenge.
Ch. 8. Loosening the Bands of Society
Just at the moment when some parts of American society
seemed to be becoming more like England’s, powerful forces were accelerating
and changing everything. These basic forces were the most important sources of
the late-eighteenth-century democratic revolution. Of course, they were not
unique to America; they were Western-wide. But because society in the New World
was already more republican, more shallow, and more fragile, there the effects
of these forces seemed magnified and overdrawn.
In the subsequent decades, they, like the Europeans,
struggled to comprehend what was happening to them, and they sought through a
variety of ways to resolve the problems and anxieties created by their newly
detached and independent situations. The history of America in the decades
between the 1740s and the 1820s is the story of these various resolutions. The
imperial crisis with Great Britain and the American Revolution itself were
simply clarifying incidents in this larger story of America’s democratic
revolution.
The basic fact of early American history was the growth and
movement of people
With such movement of people and
such buying and selling of land, any traditional sense of community became increasingly
difficult to maintain….The effects of this increase and movement of people were
momentous. The population outran the society’s political institutions, and most
of the small and exclusive colonial governments remained unresponsive to the
powerful forces at work. In many of the colonies, in the middle colonies
especially, representation in the legislatures did not come close to keeping up
with the expansion of population
Continued immigration…kept the
backcountry society from matching the stability of the older Tidewater
counties. Thus its social distinctions remained tenuous, its politics
turbulent, and its structures of authority continually susceptible to
challenge.
Coupled with this demographic expansion—and nearly equal a
force in unsettling the society—were the spectacular changes taking place in
the American economy.
Exports and imports began rapidly
rising in the 1740s and 1750s. Higher prices and increased demand for
foodstuffs to feed the expanding populations of the Atlantic world began
enticing more and more American farmers into producing for distant markets.
But it was not just increased
purchasing power among ordinary people that caused this consumer revolution; it
was the weakness of the social hierarchy and the social emulation this
encouraged.
These written contracts represented
very different obligations from those of the older book accounts: they
suggested a degree of mistrust and were particularly and often exclusively
economic rather than being part of some ongoing social relationship based on
personal familiarity. For many rural colonists these written credit obligations
constituted a major intrusion of impersonal market relations into lives that
hitherto had been governed by custom and communal norms.34
Without specie or paper
money,…trade had to be carried on “by credit or barter,” which in turn required
the close and more personal patron-client relationships of a small-scale
society. But in a society where increasingly “the Inhabitants [were] Strangers
to each other,” reliance on such personal relationships would mean that the
society “could carry on no Trade.” …Thus paper money opened up possibilities
for increasing numbers of people to participate more independently and more
impersonally in the economy. For farmers to borrow from a land bank meant that
they were no longer dependent on city merchants or great moneyed men of the
community for their credit. Paper money thus had a corrosive effect on
traditional patronage dependencies.38
A series of religious upheavals throughout all the colonies,
later called the Great Awakening [also had a big impact]…In general they grew
out of people’s attempts to adjust to the disturbing changes in their social
relationships caused by demographic and commercial developments. It is not
surprising, for example, that New Light religious awakenings in Connecticut
centered precisely in those eastern counties most unsettled by population
growth, trade, and paper-money emissions. Although the Great Awakening commonly
represented an effort by people to bring some order to their disrupted lives,
its implications were radical, especially since supernatural religion remained
for most ordinary people, if not for enlightened gentry, the major means of
explaining the world. By challenging clerical unity, shattering the communal
churches, and cutting people loose from ancient religious bonds, the religious
revivals became in one way or another a massive defiance of traditional
authority. The individualistic logic of Protestantism was drawn out further
than ever before. Revivalist clergymen urged the people to trust only in
“self-examination” and their own private judgments, even though “your
Neighbours growl against you, and reproach you.” …The burden of people’s new
religious attachments now rested clearly on themselves and their individual
decisions.45 Such conditional loyalties could contribute little to the
deferential faith and obedience on which monarchy ultimately rested.
Ch. 9. Enlightened Paternalism
Duties and obligations hitherto taken for granted by masters
and subordinates were now open to doubt. Traditional social bonds were coming
apart, and authority lost confidence in its ability to hold them together.
The problem began naturally enough with the family—that
model of all superior-subordinate relationships in a traditional society.,, These
changing ideas about parent-child relationships constituted what has been
called a “revolution against patriarchy.”… Parental power was not absolute
after all, and children had rights as well as obligations. Parents, it seemed,
had to earn the respect and trust of their children, and in some sense the
children as they grew actually came to consent to their parents’ rule. In just
this way did the Lockean image of a trusting relationship between caring
parents and respectful children come to explain the new consensual relationship
between rulers and subjects in the English-speaking world.
This liberalization of paternal authority spilled out to
affect all economic and social relations. And precisely because American
society was so economically primitive and so personally organized compared with
England, the effects of this liberalization on relationships were greater in
the colonies than in the mother country… Increasingly in the commercialized
eighteenth century contracts became much more voluntary, explicit, and
consensual, much less declaratory of previously existing rights and duties and
much more the consequence of conscious acts of will. Instead of defining social
relationships, they now focused on individual transactions...Contracts came to
be thought of as positive bargains deliberately and freely entered into between
two parties who were presumed to be equal and not entirely trustful of one
another.
Not only did this contractual imagery explain the people’s
obedience to the prerogative powers of the king (which their consent expressed
in their representative legislatures could never do), but eventually the notion
of an original contract between crown and people also made sense of the
colonists’ developing view in 1774 that they were connected to Great Britain
exclusively through the king, “Parliament” being “no party to the transaction.”
Their several charters (or where these were lacking “their commissions to their
governors have ever been considered as equivalent securities”) were now seen as
“evidence of a private bargain made and executed between the King of England
and our predecessors, to which the [British] nation were total strangers, and
are so still, however they have in some instances strangely intermeddled.”
As feelings between the antagonists hardened, the modern
contractual image tended to swallow up the traditional patriarchal idea of
authority. It was as if paternalism became so liberal, so republicanized, as to
surrender itself willingly to modern legal contractualism.
Ch. 10. Revolution
[Revolution] meant as well an opportunity to abolish what
remained of monarchy and to create once and for all new, enlightened republican
relationships among people.1 Such a change marked a real and radical
revolution, a change of society, not just of government. People were to be
“changed,” said the South Carolina physician and historian David Ramsay, “from
subjects to citizens,”
By the late 1760s and early 1770s a potentially revolutionary
situation existed in many of the colonies. There was little evidence of those
social conditions we often associate with revolution (and some historians have
desperately sought to find): no mass poverty, no seething social discontent, no
grinding oppression.
Yet because such equality and prosperity were so unusual in
the Western world, they could not be taken for granted. The idea of labor, of
hard work, leading to increased productivity was so novel, so radical, in the
overall span of Western history that most ordinary people, most of those who
labored, could scarcely believe what was happening to them. Labor had been so
long thought to be the natural and inevitable consequence of necessity and
poverty that most people still associated it with slavery and servitude.
Therefore any possibility of oppression, any threat to the colonists’
hard-earned prosperity, any hint of reducing them to the poverty of other
nations, was especially frightening; for it seemed likely to slide them back
into the traditional status of servants or slaves, into the older world where
labor was merely a painful necessity and not a source of prosperity.
This extraordinary touchiness…flowed from the precariousness
of American society, from its incomplete and relatively flattened character,
and from the often “rapid ascendency” of its aristocracy,
They may have seemed…to be “silly people” by their resisting
a simple extension of the services required of them out of “fear [of] drawing
their Posterity into Bondage,” but they knew the reality of the
eighteenth-century world. They knew the lot of ordinary people elsewhere, and
they knew especially the lot of white and black dependents in their own
society, and thus they could readily respond to images of being driven “like
draft oxen,” of being “made to serve as bond servants,” or of foolishly sitting
“quietly in expectation of a m[aste]r’s promise for the recovery of [their]
liberty.” The immense changes occurring everywhere in their personal and social
relationships—the loosening and severing of the hierarchical ties of kinship
and patronage that were carrying them into modernity—only increased their
suspicions and apprehensions. For they could not know then what direction the
future was taking.
The revolutionaries’ assault necessarily was as much social
as it was political. But this social assault was not the sort we are used to
today in describing revolutions. The great social antagonists of the American
Revolution were not poor vs. rich, workers vs. employers, or even democrats vs.
aristocrats. They were patriots vs. courtiers—categories appropriate to the
monarchical world in which the colonists had been reared. Courtiers were
persons whose position or rank came artificially from above… Patriots, on the
other hand, were those who not only loved their country but were free of
dependent connections and influence; their position or rank came naturally from
their talent and from below, from recognition by the people.
It was not how many loyalists who were displaced that was
important; it was who they were… Because they commanded important chains of
influence, their removal disrupted colonial society to a degree far in excess
of their numbers.
Neither the returning loyalists nor the patriots who took
many of their places were able to re-create precisely the old prewar chains of
family and patronage. Post-revolutionary society was inevitably put together on
new republican terms. Social and business links formed during the war and after
were thinner and more precarious, less emotional and more calculating than they
had been. The lines of interest and influence created by the Revolution were
looser and less personal, based less on kin and more on devotion to the patriot
cause or on wealth alone… To eliminate those clusters of personal and familial
influence and transform the society became the idealistic goal of the
revolutionaries. Any position that came from any source but talent and the will
of the people now seemed undeserved and dependent.
It is in this context that we can best understand the
revolutionaries’ appeal to independence, not just the independence of the
country from Great Britain, but, more important, the independence of
individuals from personal influence and “warm and private friendship.”…[Thus,]
All dependents without property, such as women and young men, could be denied
the vote because, as a convention of Essex County, Massachusetts, declared in
1778, they were “so situated as to have no wills of their own.”
Once the revolutionaries collapsed all the different
distinctions and dependencies of a monarchical society into either freemen or
slaves, white males found it increasingly impossible to accept any dependent
status whatsoever. Servitude of any sort suddenly became anomalous and
anachronistic…Before long indentured servitude virtually disappeared… By the
early nineteenth century what remained of patriarchy was in disarray.
Limiting popular government and protecting private property
and minority rights without at the same time denying the sovereign public power
of the people became the great dilemma of political leaders in the new
republic; indeed, it remains the great dilemma of America’s constitutional
democracy.
Ch. 11. Enlightenment
Destroying the ligaments of patronage and kinship that had
held the old monarchical society together was only half the radicalism of the
republican revolution. Something else would have to be put in place of these
ancient social ties, or American society would simply fall apart. The first
steps in constructing a new republican society were to enlighten the people and
to change the nature of authority.
But enlightenment was not simply a matter of material
prosperity, of having Wedgwood dishes and finely pruned gardens. It was above
all a matter of personal and social morality, of the ways in which men and
women treated each other, their children, their dependents, even their animals.
Such enlightened morality lay at the heart of republicanism. Americans thought
themselves more civilized and humane than the British precisely because they had
adopted republican governments, which, as Benjamin Rush said, were “peaceful
and benevolent forms of government” requiring “mild and benevolent principles.”
We shall never understand the unique character of the
revolutionary leaders until we appreciate the seriousness with which they took
these new republican ideas of what it was to be a gentleman. No generation in
American history has ever been so self-conscious about the moral and social
values necessary for public leadership. Washington’s behavior, for example, is
incomprehensible except in terms of these new, enlightened standards of
gentility. Few were more eager to participate in the rolling back of
parochialism, fanaticism, and barbarism… Jefferson was probably the
revolutionary leader most taken with the new enlightened and liberal
prescriptions for gentility…
The power of classical republican imperatives among all the
revolutionary leaders was impressive…They believed the Revolution represented a
recovery of antique virtue… In ancient Rome, said James Wilson, magistrates and
army officers were always gentlemen farmers, always willing to step down “from
the elevation of office” and reassume “with contentment and with pleasure, the
peaceful labours of a rural and independent life.” [Washington’s] retirement had a profound
effect everywhere in the Western world. It was extraordinary, it was
unprecedented in modern times—a victorious general surrendering his arms and
returning to his farm.
Ch. 12. Benevolence
At the height of the patriot frenzy in 1774–76 many of the
revolutionaries wanted nothing less than a reconstruction of American society.
But they had no desire to overturn one class and replace it with another. They
could as yet scarcely conceive of society in these modern terms. What the whig
radicals desired was to destroy all the remaining traditional ties of a
monarchical society—those “secret bonds of society,” as Jeremy Belknap called
them: bonds of blood, family, and personal influence—and replace them with new
republican adhesives.1 Somehow American society would have to be tied together
in new ways.
Since at least the beginning of the eighteenth century
reformers had sought to republicize monarchy by replacing its social cements
with other, more affective, more emotional, more natural ties. The
Enlightenment came to believe that there was “a natural principle of attraction
in man towards man,” and that these natural affinities were by themselves
capable of holding the society together.8 These natural affinities, the love
and benevolence that men felt toward each other, were akin to traditional
classical republican virtue but not identical to it.
Promoting social affection was in fact the object of the
civilizing process… The importance of this domestication of virtue for American
culture can scarcely be exaggerated. It was not nostalgic or backward-looking,
but progressive. It not only helped reconcile classical republicanism with
modernity and commerce; it laid the basis for all reform movements of the
nineteenth century, and indeed for all subsequent modern liberal thinking. We
still yearn for a world in which everyone will love one another.
Men like Adams were optimistic and confident of social
harmony and progress because the new modern virtue was no Utopian fantasy but
an enlightened conclusion of the modern science of society… But educated and
enlightened people wanted something more: to secularize Christian love and find
in human nature itself a scientific imperative for loving one’s neighbor as
oneself. Ultimately the Enlightenment aimed at nothing less than discovering
the hidden forces in the moral world that moved and held people together,
forces that could match the great eighteenth-century scientific discoveries of
the hidden forces—gravity, magnetism, electricity, and energy—that operated in
the physical world.
Masonry transformed the social landscape of the early
Republic… It offered ritual, mystery, and congregativeness without the
enthusiasm and sectarian bigotry of organized religion…It was designed to
maintain the familiarity of personal relationships in a society that was coming
apart. It created an “artificial consanguinity,”
Even the submissiveness of the servant toward his master was
occasionally sugarcoated with the term “friendship.” It was as if every
patron-client and dependent relationship had to be smothered in benevolence.
Yet these efforts to assert the obligations of gratitude and
to reconcile republicanism with hierarchy were doomed almost from the outset.
For the Revolution had set loose forces in American society that few realized
existed, and before long republicanism itself was struggling to survive.
iii DEMOCRACY
Ch. 13. Equality
But the ink on the Declaration of Independence was scarcely
dry before many of the revolutionary leaders began expressing doubts about the
possibility of realizing these high hopes. The American people seemed incapable
of the degree of virtue needed for republicanism. Too many were unwilling to
respect the authority of their new elected leaders and were too deeply involved
in trade and moneymaking to think beyond their narrow interests or their
neighborhoods and to concern themselves with the welfare of their states or
their country. In many of the greatly enlarged and annually elected state
legislatures a new breed of popular leader was emerging who was far less
educated, less liberal, and less cosmopolitan than the revolutionary gentry had
expected.
Since at the outset most revolutionary leaders had conceded
primacy to society over government, to modern social virtue over classical
public virtue, they found it difficult to resist people’s absorption in their
private lives and interests. The Revolution was the source of its own
contradictions. The federal Constitution of 1787 was in part a response to
these popular social developments, an attempt to mitigate their effects by new
institutional arrangements. The Constitution, the new federal government, and
the development of independent judiciaries and judicial review were certainly
meant to temper popular majoritarianism, but no constitution, no institutional
arrangements, no judicial prohibitions could have restrained the popular social
forces unleashed by the Revolution. They swept over even the extended and
elevated structure of the new federal government and transformed the society
and culture in ways that no one in 1776 could have predicted. By the early
nineteenth century, America had already emerged as the most egalitarian, most
materialistic, most individualistic—and
Democracy actually represented a new social order with new
kinds of linkages holding people together.
Summary of the big change: In the
decades following the Revolution, American society was transformed. By every
measure there was a sudden bursting forth, an explosion—not only of
geographical movement but of entrepreneurial energy, of religious passion, and
of pecuniary desires. Perhaps no country in the Western world has ever
undergone such massive changes in such a short period of time. The Revolution
resembled the breaking of a dam, releasing thousands upon thousands of pent-up
pressures. There had been seepage and flows before the Revolution, but suddenly
it was as if the whole traditional structure, enfeebled and brittle to begin
with, broke apart, and people and their energies were set loose in an
unprecedented outburst.
Nothing contributed more to this explosion of energy than
did the idea of equality… Within decades following the Declaration of
Independence, the United States became the most egalitarian nation in the
history of the world, and it remains so today, regardless of its great
disparities of wealth… By equality they meant most obviously equality of
opportunity… Ordinary Americans came to believe that no one in a basic
down-to-earth and day-in-and-day-out manner was really better than anyone else…
Good republicans had to believe in the common sense of the common people.
In the course of the eighteenth century, as we have seen,
enlightened and republicanized gentry undermined this aristocratic contempt in
a variety of ways. By assuming their inferiors had realities equal to their
own, they in effect secularized the Christian belief in the equality of all
souls before God, and in the process gave birth to what perhaps is best
described as humanitarian sensibility—a powerful force that we of the twentieth
century have inherited and further expanded.
In the end what remains extraordinary about the views of
late-eighteenth-century Americans is the extent to which most educated men
shared the liberal premises of Lockean sensationalism: that all men were born
equal and that only the environment working on their senses made them different…
Despite all their acceptance of differences among people—differences created
through the environment operating on people’s senses—most revolutionaries
concluded that all men were basically alike, that they were “all partakers of
the same common nature.” It was this commonality that linked people together in
natural affection and made it possible for them to share each other’s feelings…
Americans, like others in these years, modified
their stark Lockean environmentalism by positing this natural social
disposition, a moral instinct, a sense of sympathy, in each human being. Such a
moral gyroscope—identified with Scottish moral or commonsense thinking and
resembling Kant’s categories—was needed to counteract the worst and most
frightening implications of Lockean sensationalism and to keep individuals
level and sociable in a confused and chaotic world… this balancer or arbiter
was not reason, which was too unequally distributed in people, but a common
moral sense… From this assumption flowed not only the confidence of the
revolutionaries in the natural affability of people, but the view of many that
educated gentlemen had no greater sense of right and wrong than plain
unlettered people… Here was the real source of democratic equality, an equality
that was far more potent than the mere Lockean belief that everyone started at
birth with the same blank sheet.
Equality became the rallying cry for those seeking to
challenge every form of authority and superiority, including the rank of
gentlemen… As early as the 1780s the principal antagonists in the society were
no longer patriots vs. courtiers but had become democrats vs. aristocrats.
Equality in America meant not just that a man was as good as
his neighbor and possessed equal rights, but that he was “weighed by his purse,
not by his mind, and according to the preponderance of that, he rises or sinks
in the scale of individual opinion.” That was a kind of equality no revolutionary
had anticipated.
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